Compliance Management

Compliance Management ensures compliance with statutory regulations. In connection with the other special functions in the company, risk control and internal audit, this function must be able to act effectively, permanently and independently. It reports directly to management and/or the administrative board. Other tasks include monitoring, advising and supporting other functions and departments within the company.

We help you implement the legal requirements in your business processes and set up the appropriate monitoring and control processes. All special functions in the company can be outsourced or delegated on a contractual basis if required.

  

 The three lines of defense:

  • (1) Management Board

  • (2) Compliance and risk control

  • (3) Internal audit

Draw your lines of defence.

Process Management

The fierce competition forces companies to offer high-quality products and services at prices that are often very tightly calculated. Permanent investments are necessary, whereby the running costs must always be under control. We help you establish lean business processes that guarantee the required quality along the entire value chain. >> more

Risk Management

Companies are required to control operational risks. A state-of-the-art risk management system helps you manage existing risks and identify new risks at an early stage. If this is done efficiently, significant cost savings are possible in the medium and long term. This in turn generates a clear competitive advantage for you. >> more

Compliance Management

The legal requirements in the financial services sector have been constantly tightened in recent years, be it for products, sales or customers. We help you reduce compliance costs. This is done through standardisation, cross-departmental use of knowledge and outsourcing of compliance activities. In this way you avoid legal disputes and fines. >> more